Securities litigation and enforcement are essential for maintaining the integrity of financial markets by preventing fraud, insider trading, and market manipulation. These legal frameworks ensure that companies, investors, and financial institutions operate within the law.
Securities litigation involves civil lawsuits against companies or individuals accused of violating securities laws, often related to financial misrepresentations or fraudulent activities. Class actions are common in these cases, allowing multiple investors to sue collectively.
Securities enforcement, led by agencies like the SEC and DOJ, focuses on investigating violations and imposing penalties, including fines, trading suspensions, and criminal charges. Recent trends highlight increased scrutiny in areas such as cryptocurrency, ESG disclosures, and cybersecurity risks.
